AML/OFAC Risk Assessment – The Cornerstone of an Effective Compliance Shop 2019
13 Mar 2019
Webinar
Description
Topics
Identifying each department’s OFAC risk factors
What is on the OFAC list
Document and summarize
Evaluating and rating each risk
Higher risk geographic locations in relation to BSA/AML
10 risk-based OFAC monitoring and screening practices
5 specific risk categories of AML
Who should Attend
Securities attorneys
Financial services professionals
Risk/compliance officers in the field of finance
Fraud professionals
Governance/board members
Wall Street professionals
Past Events
AML/OFAC Risk Assessment – The Cornerstone of an Effective Compliance Shop 2019 - 13 Mar 2019, Webinar (82614)
Important
Please, check "AML/OFAC Risk Assessment – The Cornerstone of an Effective Compliance Shop" official website for possible changes, before making any traveling arrangements
