19th Annual REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS 2013

REGULATORY COMPLIANCE FOR FINANCIAL INSTITUTIONS is a conference dedicated to Cost Effective Risk Management Strategies to Meet Increasing Compliance Demands.

Topics

• Performance under the fcac compliance framework
• Neutralizing risk with a fine-tuned crisis management plan
• The impact of changes to domestic and international aml regulations
• preparing to comply with the mortgage pre-payment disclosure rule revisions
• Optimum performance on operational risk management programs to meet objectives and satisfy the regulators
• Good governance: compliance with new mandates to protect the board and the organization
• Cost effective operational risk management strategies for the board and the organization

Who should Attend

Compliance Officers, Regulatory Authorities, In-house Counsel, Operations and Risk, Domestic and Foreign Banks, Internal Auditors and others in:, Life Insurance Companies, Credit Unions, Securities Firms, Investment Banks and Advisors, Financial Advisory Companies, Asset-management Firms, Law Firms, Operational Risk Management, Consulting Firms, Accounting Firms, Accountants, Pension Funds, IT and Operations, Risk Managers, Consultants, Lawyers in private practice (Canada and U.S.) and Global Custodians.