22nd Annual SECURITIES REGULATION AND COMPLIANCE 2012

Topics

• Risk Management in Futures Trading and Electronic Commodities
• Neutralizing Risk at the Outset: Testing the Effectiveness of the Compliance Programs
• Prepare for Changes in Marketing of Prospectus Offerings

Who should Attend

• Securities and Corporate Lawyers in Private Practice
• Regulators
• Compliance Officers
• General Counsel, In-House Counsel, Chief Legal Officers
• Chief Financial Officers, Chief Executive Officers, Internal Auditors, Controllers
• Securities industry Executives, Managers, Dealers, Brokers, Transfer Agents and Professionals
• Corporate Secretaries
• Directors and Officers
• Corporate and Commercial Investors
• Underwriters and Issuers
• Mutual Fund and Pension Fund Managers
• Investment Portfolio Executives and Dealers