3rd Annual Trade Surveillance and Compliance Monitoring 2014

Topics

• Best practice in monitoring HFT and algo trading
• Implementation of ESMA guidelines
• Intelligent surveillance systems that can manage higher volumes of data and higher volumes of trades
• How and when should desk reviews be performed?
• Best practice on complex products such as structured products and derivatives

Who should Attend

Heads of

• Trade Monitoring
• Trade Surveillance
• Compliance
• Trade Control
• Compliance Monitoring

from

• Commodity Trading Firms
• Banks
• Brokers
• Asset Managers
• Exchanges