Application for Investor Advisor Registration - ADV Part 1, Part 2A, Part 2B and More 2016

Topics

• Maintaining accurate information
• Collection of the required data
• When to submit
• Distinguishing what information applies to which form ADV
• A breakdown of each section of the ADV
• Avoid key areas of non?compliance

Who should Attend

• Finance
• Registered Investment Advisors
• Compliance Consultants
• Investment Management
• Operations Managers
• Audit and Compliance Personnel/Risk Managers
• Attorneys
• Chief Operating Officers
• Client Service Managers
• Investment Management/Portfolio Managers/Research Analyst