Bank Secrecy Act Reporting Expectations - CTRs and SARs 2019

Bank Secrecy Act Reporting Expectations - CTRs and SARs 2019 is a webinar dedicated to the BSA reports and regulatory expectations including the requirements to file CTRs and SARs.

Topics

• Overview of BSA reports and requirements, including CTR’s and SAR’s
• Purpose and evolution of the BSA
• Measuring regulatory expectations for BSA reporting
• Benefits and importance of BSA reporting to law enforcement
• Usefulness to law enforcement of both CTRs and SARs
• The requirements to file CTRs and SARs
• What can be done to focus the program or improve efficiency of the program – such as exempt customer lists, tuning and rationalization of rules/scenarios
• Usefulness to the bank of filing CTRs and SARs
• The importance and roll of a well-trained staff

Who should Attend

• Compliance Officers
• BSA/AML Officers
• Sanctions Officers
• Chief Compliance Officers
• Risk Officers
• AML Analysts
• Legal Departments Personnel
• Chief Risk Officers
• CEO/Presidents at Banks
• Risk Managers
• Money Services Businesses and other non-bank financial institutions
• Broker-Dealers