BSA/AML - What is Old is New Again? 2019

BSA/AML - What is Old is New Again? 2019 is an event dedicated to learn best practices to ensure BSA and AML compliance and avoid failure and fines.

Topics

• Where new regulatory attention is being focused – very important.
• A clear definition of Due Diligence, from the man who wrote the book.
• How compliance can be guaranteed to fail.
• How to find your exposure to systemic risk and guaranteed fine.
• New ways of laundering money
• The role of the compliance officer and team.
• Securities
• Art
• Getting up from your desk
• Steps to avoid failure and fines
• Writing the reports; SAR, internal, etc.
• Third party help

Who should Attend

• Risk Managers
• Compliance Personnel
• Lawyers – not for law but on what is to be expected of compliance officers
• Any branch or OSJ manager
• Securities Broker Dealers
• Members of Audit Committee and Risk Committees