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Client Assets Protection 2014
28-29 Jan 2014
London, United Kingdom
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Client Assets Protection 2014
Description
Topics
Detailed industry analysis of CP13/5
CASS policy changes and consultations – scope, Timetable and impact
The challenges of Regulatory Scrutiny
Existing CASS Rules
FCA enforcement powers and how to handle the process
Preparing for an FCA CASS visit
The CASS Resolution Pack
Who should Attend
Attendees from:
Risk
Compliance
Reconciliations
Finance Operations
Asset Management
Administration Specialists
Investment Banks
Brokers
Securities Firms
Custodians
Third Party Administrators
Prime Brokers
Past Events
Client Assets Protection 2014 - 28-29 Jan 2014, London, United Kingdom
(41396)
Important
Please, check "Client Assets Protection" official website for possible changes, before making any traveling arrangements
Event Categories
Business:
Facility planning & Management, Finance, Internal Audit & Compliance, Security & Safety
Education:
Training
Services:
Banking
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