Conduct Risk: A Practitioner`s Guide New York 2019

Topics

• Overview of how to best measure and identify conduct risk and risk culture
• Comprehensive overview of the current regulatory state of conduct risk, who is impacted and how
• Analyse how to both build and implement a comprehensive conduct risk framework
• A look at various approaches to building a positive risk culture and what factors will affect this
• Discussion on cyber risk and best practice approaches to protect the organisation
• AML/KYC management and how to foresee and mitigate potential behavioural risk

Who should Attend

Attendees with job titles such as:

• Conduct and Compliance
• Compliance Manager
• Operational Risk Manager
• Risk Manager
• Internal Audit
• Chief Operational Officer
• Regulatory Affairs
• Chief Risk Officer
• Chief Privacy Officer
• Programme and Project Managers