Conducting Internal Investigations: Insights from Former SEC Inspector General 2015

  • 03 Dec 2015
  • Online Event

Description

Topics
  • How to initiate an internal investigation
  • Description of and anecdotes from several high-profile investigations, including the investigation of how the SEC failed to uncover Bernie Madoff’s $50 billion Ponzi scheme
  • Discussion of investigative techniques utilized in different situations
  • How to gather evidence in an internal investigation
  • How to locate relevant (hard copy and electronic) documents in an investigation
  • How to ensure the credibility of an internal investigation
  • How to draft comprehensive investigative reports
  • How to conduct effective witness interviews
Who should Attend
  • Risk Assessment Professionals
  • Compliance Officers
  • CEOs and Senior Management Officials of Small to Mid-size Firms
  • Internal Investigators
  • Internal Auditors
  • Operational Managers
  • Staff with Roles and Responsibilities in Risk Assessment Departments
  • Staff with Roles and Responsibilities in Compliance Departments

Past Events

Important

Please, check "Conducting Internal Investigations: Insights from Former SEC Inspector General" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance
Services: Banking

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