Conducting Internal Investigations: Insights from Former SEC Inspector General 2015
03 Dec 2015
Online Event
Description
Topics
How to initiate an internal investigation
Description of and anecdotes from several high-profile investigations, including the investigation of how the SEC failed to uncover Bernie Madoff’s $50 billion Ponzi scheme
Discussion of investigative techniques utilized in different situations
How to gather evidence in an internal investigation
How to locate relevant (hard copy and electronic) documents in an investigation
How to ensure the credibility of an internal investigation
How to draft comprehensive investigative reports
How to conduct effective witness interviews
Who should Attend
Risk Assessment Professionals
Compliance Officers
CEOs and Senior Management Officials of Small to Mid-size Firms
Internal Investigators
Internal Auditors
Operational Managers
Staff with Roles and Responsibilities in Risk Assessment Departments
Staff with Roles and Responsibilities in Compliance Departments
Past Events
Conducting Internal Investigations: Insights from Former SEC Inspector General 2015 - 03 Dec 2015, Online Event (54933)
Important
Please, check "Conducting Internal Investigations: Insights from Former SEC Inspector General" official website for possible changes, before making any traveling arrangements