Emerging Issues: E-Signatures, E-Verification, Etc. 2019

Topics

• FFIEC and other regulatory requirements and guidance
• FinCEN regulations and guidelines related to electronic information gathering
• Current industry standards and business norms related to electronic information gathering
• Items to include in your electronic information gathering policies, procedures, and practices
• Proposed future issues related to electronic information gathering
• Recent enforcement actions related to weak programs and practices

Who should Attend

• Account opening/customer service staff
• Front line BSA/AML staff
• Compliance Officers
• BSA/AML Officers
• Suspicious Activity information review staff, investigators, and SAR decision makers
• BSA/AML Audit staff
• Risk Managers