Energy Trading Compliance 2013

Topics

• Real Time Reporting, Record Keeping Rules and Large Trader Reporting
• Market Manipulation
• Adapting to Increased Scrutiny & Assessing the Future
• Swaps, Non-Swaps, and Financial Entities - CFTC Obligations and Reporting Requirements
• Industry Response to Regulatory Investigations and Enforcement Actions
• Preparing for and Responding to Enforcement Actions and How Market Participants Can Ensure Compliance in a Multi-Agency Regulatory Environment
• Cross-Border Requirements and Ensuring Global Compliance
• End User Compliance: Amending Required Documents, Swap Dealer Rule, Capital and Margin Calculation
• Ensuring Compliance With NERC Reliability Standards
• ISOs and RTOs
• Cybersecurity and Its Effect on Energy Market Trading

Who should Attend

• Regulatory Counsel
• Corporate Counsel
• Chief Compliance Offi cers
• Trading Counsel
• Compliance Executives
• FERC Compliance Offi cers/Managers
• Directors of Risk Management
• Directors of Regulatory Affairs
• Attorneys Specializing in
  • FERC & CFTC Compliance and Enforcement
  • Energy Regulation & Legislation
  • Energy Swaps and Derivatives/Energy Trading
• Energy Industry Analysts