Enhanced Due Diligence and Potential Pitfalls 2014

Topics

• Assessing policies and procedures
• Implementing BSA compliance with EDD requirements
• Determining effectiveness and thoroughness of EDD programs
• Review of monitoring programs
• Independent testing
• Ensuring qualified employee oversight of daily EDD operations

Who should Attend

• Internal Auditors
• BSA / AML Officers
• Corporate Audit
• Staff with roles and responsibilities in BSA / AML management and oversight
• Financial Officers