Establishing Transaction Limits for BSA/AML Monitoring 2015

Topics

• Assessing policies and procedures
• Determining appropriate transaction limits
• Determining effectiveness and thoroughness of established transaction limits
• Review of monitoring programs
• Independent testing
• Ensuring qualified employee oversight of appropriate transaction limits

Who should Attend

• Internal Auditors
• BSA / AML Officers
• Financial Officers
• Staff with roles and responsibilities in BSA / AML management and oversight
• Corporate Audit