Topics
- The global AML outlook and its national impact from KPMG
- An afternoon with the regulators – a panel discussion and Q&A with FINTRAC and OSFI
- Assessment of your current and future beneficial ownership tracing obligations
- How to determine your organization’s risk tolerance and build a consistent AML policy
- Building a compliance regime for reporting entities of all sizes
- A special presentation from The Office of The Privacy Commissioner
- FINTRAC proceedings and appeals – your options if you are found non-compliant And much more!
Who should Attend
Attendees with job titles such as Anti-Money Laundering Officers, Compliance Officers, In-house Counsel, Internal Auditors and Heads of Security in:
- Credit unions
- Banks
- Insurance and re-insurance companies
- Trust and loan companies
- Asset-management firms
- Non-bank financial institutions
- Money services businesses
- Securities firms
- Brokers/dealers
- Mortgage companies
- Foreign exchange dealers
- Investment advisors/money managers
And
- Virtual currency businesses
- Payment processors
- Real estate developers and brokers
- Precious metals, gems, and jewellery sellers
- Accountants
- Lawyers in private practice
- Consulting firms
- Gaming and casino operators
- Regulatory authorities
- Mutual fund dealers
- Legal advisors to new financial institutions in Canada and new subsidiaries of foreign institutions
