How to Manage an Effective AML Audit Program 2015

Topics

• Key elements of a well-planned audit
• Risk-based approach to the audit
• Audit scoping and planning
• Sound techniques for testing
• Memorializing and communicating outcomes
• Fieldwork and testing
• Managing corrective actions

Who should Attend

Attendees with job titles such as:

• Compliance Analysts
• BSA/AML Compliance Officer
• Internal Auditors
• Chief Compliance Officers
• Operational Risk Managers