Identifying Beneficial Owners and Control Parties for Business Accounts 2016

Topics

• Determining who are the Beneficial Owners and Control Parties
• Sources of information to validate Beneficial/Control Parties
• Developing an entity risk profile
• How to deal with excluded entities and related parties
• Implementation of the Risk Profile into the BSA AML protocols
• What does the Risk Profile tell and how to use it
• Ongoing monitoring and modification of the Risk Profile

Who should Attend

Attendees from:

• Legal and Policy Personnel of Banks, Brokers, Insurance Companies, Credit Unions, Mutual Funds and Investment Groups
• AML/BSA officers, managers and oversight personnel