Implementing Bank Secrecy Act (BSA), Audit & Best Practices 2018

Implementing Bank Secrecy Act (BSA), Audit & Best Practices 2018 is an event dedicated to the best practices of establishing, maintaining and auditing the Bank Secrecy Act.

Topics

• Money Laundering, common and legal identifiers and Red Flags
• The constituent parts of the BSA requiring bank compliance
• Four Pillars of BSA
• Stages of Money Laundering
• Explain how the BSA covers evidence gathering
• Identify Sources of Audit Evidence of IT Laundering
• The steps involved in conducting an internal investigation
• Internet and Cloud Laundering
• OFAC Checking
• Customer Identification Program
• The two-prong test
• Beneficial Ownership
• Customer Risk Rating
• Customer Due Diligence
• Filing Reports

Who should Attend

• Chief Audit Executives
• Internal Audit Professionals
• Risk Officers & strategic management members
• IT Management Professionals
• Forensic Auditors
• Internal control professionals
• Staff with roles and responsibilities in BSA / AML management and oversight
• Bank Secrecy Act / Anti-Money Laundering Officers
• Front Line Staff
• Financial Officers
• Operational Managers
• Risk Officers