Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More 2015

  • 01 Apr 2015
  • Webinar

Description

Topics
  • Analyze FinCEN definition of "Legal Entity" and implications of such definition
  • Review which types of financial institutions are covered by FinCEN proposed regulations
  • Assess FATCA requirements and relevance to AML practices
  • Overview of EU requirements and status of directive
  • Compare and contrast different regulatory regimes (FinCEN, EU, FATCA, OFAC)
  • Evaluate OFAC requirements on "Shadow SDNs", differences between regulations and Q+A
  • Review recommended "best practice" CDD procedures to be applied
  • Evaluate exemptions in FinCEN proposed regulations, compare to EU directive
Who should Attend
  • Internal Auditors
  • Compliance and legal personnel
  • Operations (onboarding) personnel
  • Consultants
  • External Auditors
  • Management levels responsible for Internal Audit, Compliance or Onboarding

Past Events

Important

Please, check "Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More" official website for possible changes, before making any traveling arrangements

Event Categories

Business: Finance, Internal Audit & Compliance
Services: Banking

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