Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More 2015
01 Apr 2015
Webinar
Description
Topics
Analyze FinCEN definition of "Legal Entity" and implications of such definition
Review which types of financial institutions are covered by FinCEN proposed regulations
Assess FATCA requirements and relevance to AML practices
Overview of EU requirements and status of directive
Compare and contrast different regulatory regimes (FinCEN, EU, FATCA, OFAC)
Evaluate OFAC requirements on "Shadow SDNs", differences between regulations and Q+A
Review recommended "best practice" CDD procedures to be applied
Evaluate exemptions in FinCEN proposed regulations, compare to EU directive
Who should Attend
Internal Auditors
Compliance and legal personnel
Operations (onboarding) personnel
Consultants
External Auditors
Management levels responsible for Internal Audit, Compliance or Onboarding
Past Events
Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More 2015 - 01 Apr 2015, Webinar (50559)
Important
Please, check "Intersection of AML-OFAC Requirements with FATCA Requirements - FinCen, Customer Onboarding & More" official website for possible changes, before making any traveling arrangements