Job-Specific BSA for Deposit Operations: SAR Monitoring, 314(a) Requests & CIP 2017

Topics

• Risk assessment best practices for CDD and EDD in 2017 - and 2018 changes
• When an account is opened, what does the front line need to know regarding customer due diligence (CDD), enhanced due diligence (EDD), and beneficial ownership?
• Recent enforcement actions on failure to identify, monitor, and report suspicious activity
• Tips for monitoring an effective CIP, including case studies
• Seven steps that should be included in 314(a) procedures
• Tips for deposit operations staff to avoid five violation areas

Who should Attend

• Deposit Operations staff
• BSA (Bank Secrecy Act) officers and staff
• Loan Officers
• Loan Operations personnel
• Risk managers
• Branch personnel
• New Account Staff
• Compliance Officers
• Auditors