Managing an Effective AML Compliance Program

Topics

• Objectives of an effective AML compliance program
• Regulatory frameworks surrounding anti-money laundering
• Developing robust internal controls
• Risk assessing your institution
• Expectations and duties of the appointed compliance officer
• Training for appropriate personnel
• Ensure adequacy of AML compliance program by effective audit program

Who should Attend

• Compliance Officers
• BSA/AML Officers
• Operations Managers
• AML Analysts
• Consultants
• Remittance Analysts
• Accounting and Finance Directors
• Internal Auditors
• Compliance Officers
• Legal Departments
• Broker-Dealers
• Risk Managers at Banks
• Precious Gems Traders
• Residential Mortgage Lenders & Originators
• Nonbank financial institutions
• Money Services Businesses