The Marketing & Advertising Compliance Forum for Investment Advisors 2016 is dedicated to Enhance your growth potential through compliant advertising & marketing practices.
Topics
The SEC’s top priorities regarding marketing & advertising
Best practices for establishing compliance policies and procedures that keep you out of hot water with the SEC
How to update marketing & advertising materials to reflect fiduciary rule changes
Tips & tricks for a compliant internet-based, mobile-friendly marketing and advertising campaign
Providing accurate, error-free RFP responses, client inquires, and DDQs that don’t mislead investors
Proactive preparation to stay ahead of an SEC exam
JOBS Act and its influence on the advertising & marketing of private funds
Past Events
Marketing & Advertising Compliance Forum for Investment Advisors 2016 - 22-23 Aug 2016, Princeton Club of New York, New York City, New York, United States (61659)
Important
Please, check "Marketing & Advertising Compliance Forum for Investment Advisors" official website for possible changes, before making any traveling arrangements
