Navigating the Financial Regulations of Cybersecurity 2017

Topics

• Communication tools for team members
• A sample organizational structure of a financial advisor to communicate the information each areas need in order to have a more effective cyber defense plan
• SEC and federal regulations relating to cybersecurity or client privacy
• Tools and tips to help combat cyber fraud
• Educational resources
• Outline of vendor due diligence reviews

Who should Attend

Attendees from:

• Financial Advisors
• Financial Planners CFPs
• Chief Compliance Officers
• Investment and Portfolio Managers
• Compliance professionals in the financial area
• Chief Information Officers
• IT professionals working in or with financial firms