Preparing for a BSA/OFAC Regulatory Examination 2019

Preparing for a BSA/OFAC Regulatory Examination 2019 is an event dedicated to steps a company can take in advance to optimize the progress of a BSA/OFAC regulatory examination.

Topics

• The "rule book" of various regulators
• Organizing your team: BSA/OFAC compliance staff, business staff with AML responsibilities, senior executives, agents
• Putting your plan in place before receiving the regulator’s call
• Organizing all relevant information relating to the BSA/AML and OFAC programs
• Consolidating information on your organization’s BSA and sanctions risks
• Undergoing the examination
• Preparing your team, including communications protocols
• Following up

Who should Attend

• BSA/AML Compliance Officers
• Internal Auditors
• Chief Compliance Officers
• Operational Risk Managers