Regulations & Operational Compliance for Funds 2016

Topics

• Impact of MiFID 2 on fund management
• UCITS Directives and AIFMD
• Main parties involved
• Key COLL regulations
• Fund administration - the Transfer Agent and accountant
• Fund governance and documentation
• Pricing errors
• Developing effective control environment for fund accounting
• The RDR & share classes
• Investment & borrowing powers of UCITS vs NURS funds
• Third party agreements and oversight
• Oversight of offshore funds
• FCA Review of Outsourcing Oversight
• Risk management and compliance