The SEC`s New Whistleblower Rules: Implications for Your Company`s Compliance and Fraud Program 2019

Topics

• Fraud-related whistleblower protections
• Fraud examiners` roles in whistleblowing
• Handling whistleblowers in fraud examinations
• Qui tam suits and rewards programs
• Recognizing the red flags of retaliation and how to mitigate and avoid retaliation claims
• Guidance for potential whistleblowers
• Establishing an effective compliance and training program under the SEC`s revised whistleblower program
• Whistleblower programs
• Key changes to the whistleblower rules
• Evaluating the elements for an effective training program during fraud examination

Who should Attend

• Controllers and corporate managers
• Bank and financial institution auditors
• Governance, risk management and compliance officers
• Forensic and management accountants, accounts payable and financial analysts
• Certified fraud examiners and other anti-fraud professionals
• Internal and external auditors, CPAs and CAs
• Human resources professionals