Topics
- Overcoming the challenges of market fragmentation and cross-border trading
- Compliance with the incoming Dodd Frank and SEC regulation
- The perspective of key industry players and the changes that are taking place in the market
- Optimizing the trade surveillance function through systems and organizational structure
- Strategies to manage and monitor high speed trading
Who should Attend
Heads of Compliance, Trade Surveillance/Monitoring/Reporting, Market Regulation/Conduct, Control Room, Operational Risk and Trade Support from banks.
