Understanding the New SEC Guidance on the Custody Rule: SLOAs, First-Person Transfers, and Inadvertent Custody 2017
29 Jun 2017
Webinar
Description
Topics
Custody Defined
Rule 206(4)-2
We have Custody, Now What?
Frequently Asked Questions
Client Communication
Custody Fees
External Forensic Testing
Internal Forensic Testing
Who should Attend
Investment Advisory Firms
Financial Planning
Investment Managers
Financial Services
Accountants
Portfolio Managers
Auditors
Certified Public Accounts
Compliance Consultants
Past Events
Understanding the New SEC Guidance on the Custody Rule: SLOAs, First-Person Transfers, and Inadvertent Custody 2017 - 29 Jun 2017, Webinar (68492)
Important
Please, check "Understanding the New SEC Guidance on the Custody Rule: SLOAs, -Person Transfers, and Inadvertent Custody" official website for possible changes, before making any traveling arrangements
